Compliance im Wertpapierdienstleistungskonzern

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Compliance im...

Compliance im Wertpapierdienstleistungskonzern

Name: Compliance im Wertpapierdienstleistungskonzern
ISBN: 9783110900873

Thomas Lösler

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यह पुस्तक आपको कितनी अच्छी लगी?

फ़ाइल की गुणवत्ता क्या है?

पुस्तक की गुणवत्ता का मूल्यांकन करने के लिए यह पुस्तक डाउनलोड करें

डाउनलोड की गई फ़ाइलों की गुणवत्ता क्या है?

Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to art. 33 sec. 1 WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for current Compliance practice.

साल:

2003

प्रकाशन:

De Gruyter

भाषा:

german

पृष्ठ:

357

ISBN 10:

3110900874

ISBN 13:

9783110900873